Investment Management

As an independent firm, we have the flexibility to offer you access to a wide range of nonproprietary products and services - without the obligation to sell any particular investment or brand - keeping our focus solely on you. 

Our Strategy

Finding the right portfolio for you takes a deep understanding of who you are. We take the time to explore your unique financial position, opportunities, and challenges to tailor the most effective solutions and advice. Our investment recommendations start with these key considerations:

  • Positioning your portfolio to sustain regular and periodic spending needs

  • Protecting & diversifying concentrated stock positions while managing taxes

  • Tailoring your portfolio to your unique tax circumstance, liquidity needs, or other personal constraints

  • Planning for your loved ones and/or charitable organizations

  • Increasing return for a given level of risk via specialized portfolio diversification

  • Considering frequency of desired ongoing management and reviews

  • Prioritizing the areas in life that are most important to you

  • Aligning your investment recommendations with your comprehensive financial plan

  • Planning for uncertainty and taking only necessary risks to achieve your objectives

  • Proactively tax-loss harvesting to increase after-tax returns

  • Considering your investment preferences or interests such as socially responsible investing, dividend-focused investing, or investing in Blockchain Technology

Disclosures

Infinite Heights and LPL Financial do not provide tax and/or legal advice or services. Please consult your tax and/or legal advisor regarding your specific situation.

Socially Responsible Investing (SRI) / Environmental Social Governance (ESG) investing has certain risks based on the fact that the criteria excludes securities of certain issuers for non-financial reasons and, therefore, investors may forgo some market opportunities and the universe of investments available will be smaller.

Dividend payments are not guaranteed and may be reduced or eliminated at any time by the company.

There is no guarantee that a diversified portfolio will enhance overall returns or outperform a non-diversified portfolio. Diversification does not protect against market risk.

Investment Services

Advisory Services

We offer access to a variety of investment strategies, investment firms, portfolio strategies and boutique money managers. With advisory services, you’ll typically grant us discretion to buy and sell investments in your account without asking you in advance. You may limit our discretion, such as by imposing reasonable restrictions on investing in certain securities or groups of securities. Some of our investment advisory accounts are nondiscretionary, which means you are required to preapprove each investment transaction that we recommend. We will typically monitor accounts, and specific investments within accounts, on an ongoing basis to align with your investment goals.

  • Assets Under Management Annual Fee

    $1,000 to $249,999 1.25%

    $250,000 to $499,999 1.10%

    $500,000 to $999,999 1.00%

    $1,000,000 to $1,999,999 0.90%

    $2,000,000 to $4,999,999 0.75%

    $5,000,000 to $9,999,999 0.65%

    $10,000,000 and up 0.50%

Brokerage Services

Brokerage services include taking your orders and executing your securities transactions; making recommendations for you to buy, sell, or hold securities. In most cases, we provide recommendations to you on specific investments, but you make the final investment decisions for your account. We don’t monitor brokerage account investments for you, unless we state otherwise in writing.

  • For brokerage services, we charge a transaction-based fee (sometimes referred to as a commission) every time you buy or sell an investment. The amount you pay as a transaction-based fee varies according to the particular investment and amount invested.

    *clients do not pay commissions in an advisory relationship

A Note on Account Protections

Securities Investor Protection Corporation (SIPC) Insurance applies in the event that an SIPC member firm fails financially and is unable to meet obligations to securities clients, but it doesn’t protect against losses from the rise and fall in the market value of in SIPC provides account protection up to a maximum of $500,000 per customer, of which $250,000 may be in cash.

For an explanatory brochure, visit www.sipc.org.

Additionally, through London Insurers, LPL accounts have securities protection to cover the net equity of customer accounts up to an overall aggregate firm limit of $600 million, subject to conditions and limitations.

Account Program deposits are eligible for up to $2.5 million of deposit insurance for individual and trust accounts and up to $5 million of deposit insurance for joint accounts, both through the FDIC.